Get Sra Form 23-transfer Form For Non-market... - Sraa Asn

This guide provides a comprehensive overview of how to complete the SRA Form 23-Transfer Form For Non-Market Transactions online. By following these detailed instructions, you will be well-equipped to accurately fill out and submit the form for your securities transfer.

Follow the steps to fill out the form successfully.

1. Click the ‘Get Form’ button to obtain the form and open it in the editor.
2. Fill out the stamp duty section if applicable. Note that transfers of listed securities are exempt from stamp duty, while other securities incur a duty based on the consideration amount.
3. Enter the full name of the company or corporation where the securities are held.
4. Provide the state of incorporation of the company, which can be found on your securities certificate or related documents.
5. Describe the securities you are transferring — for example, ‘Fully Paid Ordinary Shares’ or ‘9% Unsecured Convertible Notes.’
6. Include the quantity of securities being transferred, using both words and figures.
7. List the full names of the transferor/s (seller/s) including any necessary designations.
8. Quote the securityholder reference number, which is needed for transferring securities not represented by certificates.
9. Indicate the consideration amount that reflects the market price as of the date of purchase.
10. Insert the date of purchase for the securities being transferred.
11. Fill in the full names of the transferee/s (buyer/s), noting that up to three joint holders can be included.
12. Provide the full postal address of the transferee/s, including postcode, ensuring it complies with the requirement of having only one address recorded.
13. If the buyer is already a holder with an existing securityholder reference number, include it in this field.
14. Have all required signatures from the seller/s. Ensure that individuals or joint holders sign appropriately, and if applicable, include any power of attorney documentation.
15. Enter the date signed by the seller/s.
16. The buyer/s must also sign the form following the same guidelines as the sellers.
17. Record the date signed by the buyer/s.
18. Once all fields are filled out and verified, save your changes. You may then choose to download, print, or share the form as needed.

Complete your document today and ensure a smooth transfer process for your securities.