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To amend your Form U4 you must Complete Section 1 GENERAL INFORMATION. Update/amend the appropriate section s of the Form U4. INSTRUCTIONS Rev. Form U4 10/2005 UNIFORM APPLICATION FOR SECURITIES INDUSTRY REGISTRATION OR TRANSFER LITIGATION DISCLOSURE Question 14I TERMINATION DISCLOSURE Question 14J FINANCIAL DISCLOSURE Questions 14K 14L 14M Form U4 Uniform Application for Securities Industry Registration or Transfer 15. Other Box. Paper filers sh.

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