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SECURITIES AND EXCHANGE COMMISSION SEC FORM 28. 1-4 APPLICATION FOR INDIVIDUAL REGISTRATION RENEWAL For the Year To be accomplished in four 4 copies with cover sheet 3 copies for SEC 1 receiving copy for the applicant Associated Person Last Name Salesperson First Name Middle Name Phone No. Residence Address Certificate of Registration No. TIN Name of Employer Firm Employer s Certificate of Registration No. Firm s Principal Business Address Branch ID Street City Office of Employment Address Province Postal Code Date when applicant passed the certification examination The above-named employer hereby makes application for the renewal of its registration of the above-named individual and hereby certifies that the information contained in his/her most recent filing of SEC Form 28. 1-4 is true correct current accurate and complete. Printed Name/Signature/Designation of Authorized Signatory Staple applicant s 2x2 black white ID picture with signature and printed name at the back Reviewed by S....

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Form 8-K is known as a “current report” and it is the report that companies must file with the SEC to announce major events that shareholders should know about. Companies generally have four business days to file a Form 8-K for an event that triggers the filing requirement.

Facebook. To file your Form 144 electronically with the SEC, you need an account on the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. If you don't already have an individual EDGAR account, you can apply for one on Form ID. Don't wait until the April 13, 2023, compliance deadline!

Yes, SEC filings are public information and can be retrieved for free via the EDGAR system online. Companies may also host their own copies on their corporate websites and would be available from their investor relations department.

Participants must submit filings to the Commission electronically in administrative proceedings using the Commission's Electronic Filings in Administrative Proceedings (eFAP) system accessed through the Commission's website, .sec.gov, at http://.sec.gov/eFAP.

What's a Form 4? In most cases, when an insider executes a transaction, he or she must file a Form 4. With this form filing, the public is made aware of the insider's various transactions in company securities, including the amount purchased or sold and the price per share.

Prepare and submit my Form ID application Step 1—access form ID. Step 2—complete application. Step 3—save and print Form ID. Step 4—sign and notarize. Step 5—save as a PDF and upload. Step 6—submit.

The official GIS form is available for downloading at the SEC website (.sec.gov.ph) or from any of the Commission's offices. This Circular shall take effect fifteen (15) days after its publication in a newspaper of general circulation and at the SEC website.

Creating an online form Select the specific form type that you want to assemble and submit to the SEC. Provide general submission information, including a CIK, contact name, phone number, and email address. Provide additional email addresses to receive filer notification messages.

Forms 3, 4, and 5 are publicly available through the SEC's EDGAR database at .sec.gov/ edgar/searchedgar/webusers. htm. In addition to the SEC's EDGAR database, there also are many third-party websites that offer insider ownership and transaction information.

The EDGAR database provides free public access to corporate information, allowing you to research a public company's financial information and operations by reviewing the filings the company makes with the SEC.

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© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232
Form Packages
Adoption
Bankruptcy
Contractors
Divorce
Home Sales
Employment
Identity Theft
Incorporation
Landlord Tenant
Living Trust
Name Change
Personal Planning
Small Business
Wills & Estates
Packages A-Z
Form Categories
Affidavits
Bankruptcy
Bill of Sale
Corporate - LLC
Divorce
Employment
Identity Theft
Internet Technology
Landlord Tenant
Living Wills
Name Change
Power of Attorney
Real Estate
Small Estates
Wills
All Forms
Forms A-Z
Form Library
Customer Service
Terms of Service
DMCA Policy
About Us
Blog
Affiliates
Contact Us
Privacy Notice
Delete My Account
Site Map
All Forms
Search all Forms
Industries
Forms in Spanish
Localized Forms
Legal Guides
Real Estate Handbook
All Guides
Prepared for You
Notarize
Incorporation services
Our Customers
For Consumers
For Small Business
For Attorneys
Our Sites
US Legal Forms
USLegal
FormsPass
pdfFiller
signNow
airSlate workflows
DocHub
Instapage
Social Media
Call us now toll free:
1-877-389-0141
As seen in:
  • USA Today logo picture
  • CBC News logo picture
  • LA Times logo picture
  • The Washington Post logo picture
  • AP logo picture
  • Forbes logo picture
© Copyright 1997-2025
airSlate Legal Forms, Inc.
3720 Flowood Dr, Flowood, Mississippi 39232