Get The LUre Of Independence The LUr Independ - Raymond James

ing to the consent order signed August 2, Ashcroft's office found that between December 2018 and June 2020, Raymond James repeatedly ignored red flags regarding conduct of the agent and failed to reasonably take corrective action to safeguard customer accounts from potential harm.

Raymond James is the kind of company where associates are encouraged to participate in events and celebrations throughout the year. Our unique corporate culture is part of what makes us an exceptional place to grow professionally and personally.

Our Divisions - Independent RIA | Raymond James.

Accounts held at Raymond James Bank (RJBank) are insured by the Federal Deposit Insurance Corporation (FDIC), an independent agency of the United States government, for up to $250,000 per depositor. The coverage limit refers to the total of all deposits that an account holder(s) has at each FDIC-insured bank.

Welcome to the premier financial services firm. We live in a dynamic world where time is tight, markets are unpredictable and clients' needs are always evolving. There is, however, one constant in this world of change – Raymond James' commitment to our independent contractor advisors.

Raymond James pioneered financial planning for the individual, and we've kept people at the heart of our firm, its principles and its progress since 1962.

Comprised of more than 500 capital markets professionals, Raymond James is one of the most highly regarded middle-market equity offering and advisory practices in investment banking today.

Raymond James took a commission on these transactions in excess of 5 percent of the principal value, sometimes taking as much as 90 percent of the customer's transaction amount. Raymond James's supervisory systems failed to detect the automatic commission amount that resulted in overcharges to some of its customers.