Get Notification To Broker 118a Form - Osa State Mn

Filling out the Notification To Broker 118a Form is a critical step for governmental entities in Minnesota to ensure compliance with investment regulations. This guide provides clear instructions on how to fill out the form online, making the process accessible for users with varying levels of experience.

Follow the steps to complete the form effectively.

1. Press the ‘Get Form’ button to access the Notification To Broker 118a Form and open it in your chosen platform.
2. In Section I, input the broker information. Fill in the name of the firm, address (both local and national), telephone number, and the primary representative’s details including name, title, and telephone number.
3. Proceed to Section II. State the name of the broker you are notifying and include the name of the government entity. Ensure that the individual authorized to sign lists their name and the date of signing.
4. If applicable, fill out Section III where you specify any additional investment restrictions. Indicate if the restrictions are found in an attached investment policy or resolutions and include the government entity's name, the authorized individual's signature, and the signing date.
5. In Section IV, the broker must certify their agreement to conduct investment transactions according to the stated statutes and any additional restrictions noted in Section III. This section must also include the signed name of the authorized representative of the broker and the date.
6. Once completed, review the form for accuracy and save the changes. You may download, print, or share the completed form as needed.

Complete your Notification To Broker 118a Form online today for efficient management of your investment compliance.