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TIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-52640 OAK RIDGE FINANCIAL SERVICES, INC. (Exact name of registrant as specified in its charter) P.O. Box 2 2211 Oak Ridge Road, Oak Ridge, North Carolina 27310 Telephone Number: (336) 644-9944 (Address, including zip code, and telephone number, including area code, of registrant s principal executive offices) Common Stock, no par value.
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Undersigned FAQ
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SEC Form 10-12G is a filing with the Securities and Exchange Commission (SEC), also known as the General Form for Registration of Securities. This form is required when a corporation wishes to register a class of securities ing to Section 12(b) or (g) of the Securities Exchange Act of 1934.
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What Is SEC Form 15-12G? SEC Form 15-12G is a form that allows for certification of termination of registration of a class of security under Section 12(g) or notice of suspension of duty to file reports pursuant to Sections 13 and 15(d) of the Securities Exchange Act of 1934.
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Unlike a Securities Act of 1933 (“Securities Act”) registration statement, a Securities Exchange Act of 1934 (“Exchange Act”) Section 12(g) registration statement does not register securities for sale or result in any particular securities becoming freely tradeable.
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SEC Form 15-12G is the certification and notice of termination of registration of a class of securities under Section 12(g)of the Securities Exchange Act of 1934. The Form is also used to provide notice of suspension of duty to file reports under sections 13 and 15(d) of the Securities Exchange Act.
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What Are SEC Filings? SEC Filings are regulatory documents that companies and issuers of securities must submit to the Securities and Exchange Commission (SEC) on a regular basis. The purpose is to provide transparency and information to investors, analysts, and regulators.
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SEC Form 15F is a voluntary filing with the SEC used by publicly traded companies to revoke the registration of their securities. The Securities Exchange Act of 1934 was created to govern securities transactions on the secondary market and ensure fairness and investor confidence.
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Exchange Act Section 15(b)(2)(C) generally requires the Commission or a self-regulatory organization to inspect a newly registered broker-dealer within six months of its registration. The purpose of this inspection is to determine whether the broker-dealer is operating in conformity with the federal securities laws.
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CERTIFICATION OF A FOREIGN PRIVATE ISSUER'S TERMINATION OF REGISTRA- TION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES. EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS. UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF.
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