Follow the steps to successfully fill out the Nasdaq Portal Market form.

1. Click the ‘Get Form’ button to obtain the form and open it in the suitable editor.
2. In Section 1, provide the applicant information including entity name, address of the principal executive office, SEC file number if applicable, CIK number, fiscal year end, place of incorporation, submitter’s name and title, and contact details, including email and telephone.
3. Proceed to Section 2, where you will indicate the applicant type and provide supporting documentation. Choose the appropriate entity type from the list provided and complete the relevant subsection.
4. In the applicable subsection, check the box that describes the entity type, such as insurance companies or investment advisors, and provide the necessary financial information, including the amount of securities owned or invested on a discretionary basis.
5. For supporting documentation, indicate the type of documentation being submitted as specified in Rule 144A. Ensure that all financial statements or documentation meet the timeline requirements based on whether the applicant is a U.S. or non-U.S. entity.
6. Complete Section 3 if self-certifying. This will involve selecting the appropriate executive officer and providing relevant corporate documentation confirming authority.
7. Confirm the accuracy of all provided information before finalizing the form. Ensure that all signatures, names, and dates are completed in the designated sections.
8. Upon completing the form, users can save their changes, download the completed document, print it for a physical copy, or share it as required.

Ensure you complete and submit your documents online for a seamless filing experience.