Get Web Crd/iard Funds Transfer Request Form - Finra

Filling out the Web CRD/IARD Funds Transfer Request Form - Finra is essential for transferring funds between accounts. This guide provides clear, step-by-step instructions to help users effectively complete the form online.

Follow the steps to complete your funds transfer request

1. Press the ‘Get Form’ button to obtain the form and open it in the editing interface.
2. In Section I, provide the full name of your firm and its CRD number. Ensure you are noted as the authorized representative requesting the transfer to the affiliated firm's account.
3. Specify the amount you wish to transfer, selecting either the Flex-Funding or Renewal account as applicable for both your firm and the affiliated firm.
4. If completing Section II, indicate the amount to be transferred between your firm’s Flex-Funding and Renewal accounts. Again, ensure to select the appropriate accounts.
5. Sign the form in the designated area to authorize the transfer on behalf of your firm, and include the date, your name, and title.
6. Provide your contact phone number to enable any necessary follow-up regarding the transfer.
7. Once all sections are completed, fax the finished form to the Registration Management Unit at (301) 216-3760.
8. For any questions, reach out to the FINRA Gateway Call Center at (301) 869-6699 for broker-dealers or (240) 386-4848 for investment advisers.

Start filling out your Web CRD/IARD Funds Transfer Request Form online now!