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Print Form FORM 31-103F2 SUBMISSION TO JURISDICTION AND APPOINTMENT OF AGENT FOR SERVICE sections 8.

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How to fill out the Form 31 103f2 online

Filling out the Form 31 103f2 is essential for compliance with the jurisdictional regulations governing international firms. This comprehensive guide will walk you through the necessary steps to complete the form online with accuracy and ease.

Follow the steps to complete the Form 31 103f2 online effectively.

  1. Click the ‘Get Form’ button to obtain the form and open it in your preferred editor.
  2. In the first field, enter the name of the person or entity, referred to as 'International Firm'.
  3. If applicable, provide the NRD number of the firm, which is necessary if the International Firm was previously registered or exempt.
  4. Input the jurisdiction of incorporation for the International Firm in the designated space.
  5. Fill in the head office address of the International Firm to ensure proper identification.
  6. Provide the name, email address, phone number, and fax number of the chief compliance officer for the International Firm.
  7. Select the section of Regulation 31-103 that the International Firm is relying on by checking the relevant box for either section 8.18, section 8.26, or 'Other'.
  8. Enter the name of the agent for service of process in the designated field.
  9. Provide the address for service of process on the agent for service to maintain effective communication.
  10. Review and agree to the terms regarding the appointment of the agent for service of process as outlined in the form.
  11. Indicate your acceptance of non-exclusive jurisdiction by signing and dating the form.
  12. Have the agent for service sign and date the acceptance section, confirming their appointment.
  13. Review all completed fields for accuracy before saving.
  14. Once finished, you can save changes, download, print, or share the form as needed.

Start completing your Form 31 103f2 online today to ensure compliance and smooth processing.

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In limited circumstances, the mobility exemptions allow a dealer, an unrestricted adviser, a group savings plan firm or individual representatives to continue dealing with a client that moves to a different jurisdiction and with family members of that client without registering in that other jurisdiction.

NI 31-103 exempts international dealers and international advisers from the registration requirement if they deal with certain permitted clients and meet certain other conditions. Under section 13.3, permitted clients may waive their right to have a registrant determine that a trade is suitable.

31-103 - Registration Requirements, Exemptions and Ongoing Registrant Obligations.

FORM 31-103F2 SUBMISSION TO JURISDICTION AND APPOINTMENT OF AGENT FOR SERVICE. (sections 8.18 [international dealer] and 8.26 [international adviser])

A National Instrument is an instrument that has been adopted in all thirteen Canadian provinces and territories. A Multilateral Instrument is an instrument that has been adopted in more than one, but not all Canadian provinces and territories.

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